{"id":8309,"date":"2019-06-23T17:56:06","date_gmt":"2019-06-23T17:56:06","guid":{"rendered":"https:\/\/bizlawyer.vn\/03-cases-of-forced-termination-of-the-status-of-debt-instrument-trading-members"},"modified":"2019-06-23T17:57:35","modified_gmt":"2019-06-23T17:57:35","slug":"03-truong-hop-buoc-cham-dut-tu-cach-thanh-vien-giao-dich-cong-cu-no","status":"publish","type":"post","link":"https:\/\/bizlawyer.vn\/vi\/03-truong-hop-buoc-cham-dut-tu-cach-thanh-vien-giao-dich-cong-cu-no","title":{"rendered":"03 tr\u01b0\u1eddng h\u1ee3p bu\u1ed9c ch\u1ea5m d\u1ee9t t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean giao d\u1ecbch c\u00f4ng c\u1ee5 n\u1ee3"},"content":{"rendered":"<p>Ng\u00e0y 28\/5\/2019, B\u1ed9 T\u00e0i ch\u00ednh \u0111\u00e3 ban h\u00e0nh Th\u00f4ng t\u01b0 s\u1ed1 30\/2019\/TT-BTC h\u01b0\u1edbng d\u1eabn \u0111\u0103ng k\u00fd, l\u01b0u k\u00fd, ni\u00eam y\u1ebft, giao d\u1ecbch v\u00e0 thanh to\u00e1n giao d\u1ecbch c\u00f4ng c\u1ee5 n\u1ee3 c\u1ee7a Ch\u00ednh ph\u1ee7, tr\u00e1i phi\u1ebfu \u0111\u01b0\u1ee3c Ch\u00ednh ph\u1ee7 b\u1ea3o l\u00e3nh do Ng\u00e2n h\u00e0ng ch\u00ednh s\u00e1ch ph\u00e1t h\u00e0nh v\u00e0 tr\u00e1i phi\u1ebfu ch\u00ednh quy\u1ec1n \u0111\u1ecba ph\u01b0\u01a1ng. Th\u00f4ng t\u01b0 c\u00f3 hi\u1ec7u l\u1ef1c k\u1ec3 t\u1eeb ng\u00e0y 15\/7\/2019.<br \/>\nTheo \u0111\u00f3, th\u00e0nh vi\u00ean giao d\u1ecbch bu\u1ed9c ch\u1ea5m d\u1ee9t t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean n\u1ebfu thu\u1ed9c trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<br \/>\nKh\u00f4ng c\u00f2n \u0111\u00e1p \u1ee9ng \u0111\u1ee7 ti\u00eau chu\u1ea9n l\u00e0m th\u00e0nh vi\u00ean giao d\u1ecbch theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt;<br \/>\nVi ph\u1ea1m nghi\u00eam tr\u1ecdng ho\u1eb7c vi ph\u1ea1m mang t\u00ednh h\u1ec7 th\u1ed1ng c\u00e1c quy \u0111\u1ecbnh v\u1ec1 th\u00e0nh vi\u00ean giao d\u1ecbch c\u00f4ng c\u1ee5 n\u1ee3 theo quy \u0111\u1ecbnh c\u1ee7a S\u1edf Giao d\u1ecbch Ch\u1ee9ng kho\u00e1n;<br \/>\nGi\u1ea3i th\u1ec3, ph\u00e1 s\u1ea3n, t\u1ea1m ng\u1eebng ho\u1ea1t \u0111\u1ed9ng ho\u1eb7c b\u1ecb thu h\u1ed3i Gi\u1ea5y ph\u00e9o th\u00e0nh l\u1eadp v\u00e0 ho\u1ea1t \u0111\u1ed9ng; t\u1ed5 ch\u1ee9c b\u1ecb ch\u1ea5m d\u1ee9t t\u1ed3n t\u1ea1i sau khi h\u1ee3p nh\u1ea5t, s\u00e1p nh\u1eadp, chia; t\u1ed5 ch\u1ee9c h\u00ecnh th\u00e0nh sau khi s\u00e1p nh\u1eadp, t\u00e1ch nh\u01b0ng kh\u00f4ng \u0111\u00e1p \u1ee9ng ti\u00eau chu\u1ea9n l\u00e0m th\u00e0nh vi\u00ean giao d\u1ecbch theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt\u2026<br \/>\nB\u00ean c\u1ea1nh \u0111\u00f3, th\u00e0nh vi\u00ean giao d\u1ecbch c\u0169ng c\u00f3 th\u1ec3 t\u1ef1 nguy\u1ec7n xin ch\u1ea5m d\u1ee9t t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean v\u00e0 \u0110\u01b0\u1ee3c S\u1edf Giao d\u1ecbch ch\u1ee9ng kho\u00e1n ch\u1ea5p nh\u1eadn.<br \/>\nTh\u00f4ng t\u01b0 \u0111\u00e3 thay th\u1ebf c\u00e1c v\u0103n b\u1ea3n g\u1ed3m: Th\u00f4ng t\u01b0 s\u1ed1 234\/2012\/TT-BTC ng\u00e0y 28\/12\/2012l Th\u00f4ng t\u01b0 s\u1ed1 10\/2017\/TT-BTC ng\u00e0y 06 th\u00e1ng 02 n\u0103m 2017; Th\u00f4ng t\u01b0 s\u1ed1 46\/2017\/TT-BTC ng\u00e0y 12 th\u00e1ng 5 n\u0103m 2017.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>Ng\u00e0y 28\/5\/2019, B\u1ed9 T\u00e0i ch\u00ednh \u0111\u00e3 ban h\u00e0nh Th\u00f4ng t\u01b0 s\u1ed1 30\/2019\/TT-BTC h\u01b0\u1edbng d\u1eabn \u0111\u0103ng k\u00fd, l\u01b0u k\u00fd, ni\u00eam y\u1ebft, giao d\u1ecbch v\u00e0 thanh to\u00e1n giao d\u1ecbch c\u00f4ng c\u1ee5 n\u1ee3 c\u1ee7a Ch\u00ednh ph\u1ee7, tr\u00e1i phi\u1ebfu \u0111\u01b0\u1ee3c Ch\u00ednh ph\u1ee7 b\u1ea3o l\u00e3nh do Ng\u00e2n h\u00e0ng ch\u00ednh s\u00e1ch ph\u00e1t h\u00e0nh v\u00e0 tr\u00e1i phi\u1ebfu ch\u00ednh quy\u1ec1n \u0111\u1ecba ph\u01b0\u01a1ng. Th\u00f4ng [&hellip;]<\/p>\n","protected":false},"author":3,"featured_media":8305,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1],"tags":[],"class_list":["post-8309","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-bai-viet"],"_links":{"self":[{"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/posts\/8309","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/users\/3"}],"replies":[{"embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/comments?post=8309"}],"version-history":[{"count":0,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/posts\/8309\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/media\/8305"}],"wp:attachment":[{"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/media?parent=8309"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/categories?post=8309"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/tags?post=8309"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}