Ng\u00e0y 15\/3\/2019, B\u1ed9 T\u00e0i ch\u00ednh \u0111\u00e3 ban h\u00e0nh Th\u00f4ng t\u01b0 s\u1ed1 13\/2019\/TT-BTC s\u1eeda \u0111\u1ed5i, b\u1ed5 sung m\u1ed9t s\u1ed1 \u0111i\u1ec1u c\u1ee7a Th\u00f4ng t\u01b0 s\u1ed1 180\/2015\/TT-BTC ng\u00e0y 13 th\u00e1ng 11 n\u0103m 2015 h\u01b0\u1edbng d\u1eabn v\u1ec1 \u0111\u0103ng k\u00fd giao d\u1ecbch ch\u1ee9ng kho\u00e1n tr\u00ean h\u1ec7 th\u1ed1ng giao d\u1ecbch cho ch\u1ee9ng kho\u00e1n ch\u01b0a ni\u00eam y\u1ebft. Th\u00f4ng t\u01b0 c\u00f3 hi\u1ec7u l\u1ef1c k\u1ec3 t\u1eeb ng\u00e0y 01\/05\/2019.
\nTheo \u0111\u00f3, Th\u00f4ng t\u01b0 \u0111\u00e3 quy \u0111\u1ecbnh b\u1ed5 sung 02 tr\u01b0\u1eddng h\u1ee3p ch\u1ee9ng kho\u00e1n b\u1ecb h\u1ee7y \u0111\u0103ng k\u00fd tr\u00ean s\u00e0n Upcom, n\u00e2ng t\u1ed5ng s\u1ed1 l\u00ean 6 tr\u01b0\u1eddng h\u1ee3p, c\u1ee5 th\u1ec3:
\na) T\u1ed5 ch\u1ee9c \u0111\u0103ng k\u00fd giao d\u1ecbch kh\u00f4ng c\u00f2n \u0111\u00e1p \u1ee9ng \u0111i\u1ec1u ki\u1ec7n l\u00e0 c\u00f4ng ty \u0111\u1ea1i ch\u00fang theo th\u00f4ng b\u00e1o h\u1ee7y \u0111\u0103ng k\u00fd c\u00f4ng ty \u0111\u1ea1i ch\u00fang c\u1ee7a\u00a0\u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc;
\nb) T\u1ed5 ch\u1ee9c \u0111\u0103ng k\u00fd giao d\u1ecbch ch\u1ea5m d\u1ee9t s\u1ef1 t\u1ed3n t\u1ea1i do b\u1ecb s\u00e1p nh\u1eadp, h\u1ee3p\u00a0nh\u1ea5t, chia, gi\u1ea3i th\u1ec3\u00a0ho\u1eb7c ph\u00e1 s\u1ea3n;
\nc) T\u1ed5 ch\u1ee9c \u0111\u0103ng k\u00fd giao d\u1ecbch b\u1ecb thu h\u1ed3i gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p ho\u1eb7c gi\u1ea5y ph\u00e9p th\u00e0nh l\u1eadp v\u00e0 ho\u1ea1t \u0111\u1ed9ng trong l\u0129nh v\u1ef1c chuy\u00ean ng\u00e0nh;
\nd) T\u1ed5 ch\u1ee9c \u0111\u0103ng k\u00fd giao d\u1ecbch \u0111\u01b0\u1ee3c ch\u1ea5p thu\u1eadn ni\u00eam y\u1ebft t\u1ea1i S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n;
\n\u0111) Doanh nghi\u1ec7p c\u1ed5 ph\u1ea7n h\u00f3a theo ph\u01b0\u01a1ng th\u1ee9c ch\u00e0o b\u00e1n ch\u1ee9ng kho\u00e1n ra c\u00f4ng ch\u00fang \u0111\u0103ng k\u00fd giao d\u1ecbch tr\u00ean h\u1ec7 th\u1ed1ng giao d\u1ecbch Upcom\u00a0v\u00e0 \u0111\u01b0\u1ee3c c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p\u00a0s\u1ebd b\u1ecb h\u1ee7y \u0111\u0103ng k\u00fd giao d\u1ecbch sau m\u1ed9t (01) n\u0103m k\u1ec3 t\u1eeb ng\u00e0y kh\u00f4ng \u0111\u00e1p \u1ee9ng \u0111i\u1ec1u ki\u1ec7n v\u1ec1 v\u1ed1n ho\u1eb7c c\u1ed5 \u0111\u00f4ng theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec3m c Kho\u1ea3n 1 \u0110i\u1ec1u 25 Lu\u1eadt Ch\u1ee9ng kho\u00e1n ho\u1eb7c c\u1ea3 hai \u0111i\u1ec1u ki\u1ec7n tr\u00ean.
\ne) Doanh nghi\u1ec7p c\u1ed5 ph\u1ea7n h\u00f3a \u0111\u0103ng k\u00fd giao d\u1ecbch tr\u00ean h\u1ec7 th\u1ed1ng giao d\u1ecbch Upcom\u00a0v\u00e0 \u0111\u01b0\u1ee3c c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p\u00a0tr\u01b0\u1edbc ng\u00e0y Th\u00f4ng t\u01b0 n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c, n\u1ebfu kh\u00f4ng \u0111\u00e1p \u1ee9ng \u0111i\u1ec1u ki\u1ec7n\u00a0v\u1ec1 v\u1ed1n ho\u1eb7c c\u1ed5 \u0111\u00f4ng theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m \u0111 Kho\u1ea3n 1 \u0110i\u1ec1u 6 Th\u00f4ng t\u01b0 n\u00e0y\u00a0s\u1ebd b\u1ecb h\u1ee7y \u0111\u0103ng k\u00fd giao d\u1ecbch trong v\u00f2ng m\u1ed9t (01) n\u0103m k\u1ec3 t\u1eeb ng\u00e0y Th\u00f4ng t\u01b0 n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c.
\nB\u00ean c\u1ea1nh \u0111\u00f3, Th\u00f4ng t\u01b0 c\u0169ng \u0111\u00e3 s\u1eeda \u0111\u1ed5i quy \u0111\u1ecbnh v\u1ec1 th\u1eddi h\u1ea1n \u0111\u0103ng k\u00fd giao d\u1ecbch ch\u1ee9ng kho\u00e1n Trong v\u00f2ng 30 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y k\u1ebft th\u00fac \u0111\u1ee3t ch\u00e0o b\u00e1n ch\u1ee9ng kho\u00e1n ra c\u00f4ng ch\u00fang theo quy \u0111\u1ecbnh ph\u00e1p lu\u1eadt v\u1ec1 ch\u1ee9ng kho\u00e1n, c\u00f4ng ty \u0111\u1ea1i ch\u00fang ch\u01b0a ni\u00eam y\u1ebft ch\u1ee9ng kho\u00e1n ph\u1ea3i ho\u00e0n t\u1ea5t vi\u1ec7c \u0111\u0103ng k\u00fd ch\u1ee9ng kho\u00e1n t\u1ea1i Trung t\u00e2m L\u01b0u k\u00fd Ch\u1ee9ng kho\u00e1n Vi\u1ec7t Nam v\u00e0 \u0111\u0103ng k\u00fd giao d\u1ecbch tr\u00ean H\u1ec7 th\u1ed1ng giao d\u1ecbch Upcom.
\nQuy \u0111\u1ecbnh m\u1edbi c\u1ee7a B\u1ed9 t\u00e0i ch\u00ednh gi\u00fap ho\u00e0n thi\u1ec7n quy tr\u00ecnh, th\u1ee7 t\u1ee5c, h\u1ed3 s\u01a1 theo h\u01b0\u1edbng t\u1ea1o \u0111i\u1ec1u ki\u1ec7n h\u1ed7 tr\u1ee3 doanh nghi\u1ec7p \u0111\u0103ng k\u00fd giao d\u1ecbch tr\u00ean th\u1ecb tr\u01b0\u1eddng Upcom, \u0111\u1eb7c bi\u1ec7t l\u00e0 c\u00e1c doanh nghi\u1ec7p Nh\u00e0 n\u01b0\u1edbc c\u1ed5 ph\u1ea7n h\u00f3a.<\/p>\n","protected":false},"excerpt":{"rendered":"
Ng\u00e0y 15\/3\/2019, B\u1ed9 T\u00e0i ch\u00ednh \u0111\u00e3 ban h\u00e0nh Th\u00f4ng t\u01b0 s\u1ed1 13\/2019\/TT-BTC s\u1eeda \u0111\u1ed5i, b\u1ed5 sung m\u1ed9t s\u1ed1 \u0111i\u1ec1u c\u1ee7a Th\u00f4ng t\u01b0 s\u1ed1 180\/2015\/TT-BTC ng\u00e0y 13 th\u00e1ng 11 n\u0103m 2015 h\u01b0\u1edbng d\u1eabn v\u1ec1 \u0111\u0103ng k\u00fd giao d\u1ecbch ch\u1ee9ng kho\u00e1n tr\u00ean h\u1ec7 th\u1ed1ng giao d\u1ecbch cho ch\u1ee9ng kho\u00e1n ch\u01b0a ni\u00eam y\u1ebft. Th\u00f4ng t\u01b0 c\u00f3 hi\u1ec7u l\u1ef1c […]<\/p>\n","protected":false},"author":3,"featured_media":7208,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1],"tags":[],"class_list":["post-7212","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-bai-viet"],"_links":{"self":[{"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/posts\/7212","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/users\/3"}],"replies":[{"embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/comments?post=7212"}],"version-history":[{"count":0,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/posts\/7212\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/media\/7208"}],"wp:attachment":[{"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/media?parent=7212"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/categories?post=7212"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/tags?post=7212"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}