Ng\u00e0y 07\/01\/2019, Th\u1ee7 t\u01b0\u1edbng Ch\u00ednh ph\u1ee7 \u0111\u00e3 ban h\u00e0nh Quy\u1ebft \u0111\u1ecbnh s\u1ed1 32\/Q\u0110-TTg ph\u00ea duy\u1ec7t \u0111\u1ec1 \u00e1n th\u00e0nh l\u1eadp S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n Vi\u1ec7t Nam (\u201cSGDCK Vi\u1ec7t Nam\u201d). Quy\u1ebft \u0111\u1ecbnh n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c k\u1ec3 t\u1eeb ng\u00e0y ban h\u00e0nh.
\nTheo \u0111\u00f3, m\u1ed9t s\u1ed1 n\u1ed9i dung quan tr\u1ecdng, n\u1ed5i b\u1eadt li\u00ean quan \u0111\u1ebfn vi\u1ec7c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng c\u1ee7a S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n Vi\u1ec7t Nam \u0111\u00e3 \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh trong Quy\u1ebft \u0111\u1ecbnh s\u1ed1 32\/Q\u0110-TTg, c\u1ee5 th\u1ec3 nh\u01b0 sau:
\nTh\u1ee9 nh\u1ea5t, v\u1ec1 m\u00f4 h\u00ecnh ho\u1ea1t \u0111\u1ed9ng: SGDCK Vi\u1ec7t Nam ho\u1ea1t \u0111\u1ed9ng theo m\u00f4 h\u00ecnh C\u00f4ng ty TNHH MTV 100% v\u1ed1n nh\u00e0 n\u01b0\u1edbc do B\u1ed9 T\u00e0i ch\u00ednh l\u00e0 c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu v\u1ed1n nh\u00e0 n\u01b0\u1edbc, c\u00f3 tr\u1ee5 s\u1edf ch\u00ednh \u0111\u1eb7t t\u1ea1i H\u00e0 N\u1ed9i. SGDCK H\u00e0 N\u1ed9i v\u00e0 SGDCK Tp. H\u1ed3 Ch\u00ed Minh l\u00e0 c\u00e1c c\u00f4ng ty con do SGDCK Vi\u1ec7t Nam \u0111\u1ea7u t\u01b0 100% v\u1ed1n, ho\u1ea1t \u0111\u1ed9ng \u0111\u1ed9c l\u1eadp, c\u00f3 t\u01b0 c\u00e1ch ph\u00e1p nh\u00e2n.
\nTh\u1ee9 hai, v\u1ec1 ch\u1ee9c n\u0103ng nhi\u1ec7m v\u1ee5:
\n–\tX\u00e2y d\u1ef1ng chi\u1ebfn l\u01b0\u1ee3c, k\u1ebf ho\u1ea1ch \u0111\u1ea7u t\u01b0 ph\u00e1t tri\u1ec3n, k\u1ebf ho\u1ea1ch s\u1ea3n xu\u1ea5t kinh doanh 05 n\u0103m v\u00e0 k\u1ebf ho\u1ea1ch s\u1ea3n xu\u1ea5t kinh doanh h\u1eb1ng n\u0103m \u0111\u1ec3 tr\u00ecnh c\u1ea5p c\u00f3 th\u1ea9m quy\u1ec1n ph\u00ea duy\u1ec7t;
\n–\tBan h\u00e0nh c\u00e1c quy ch\u1ebf nghi\u1ec7p v\u1ee5 li\u00ean quan \u0111\u1ebfn t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng th\u1ecb tr\u01b0\u1eddng giao d\u1ecbch ch\u1ee9ng kho\u00e1n, nh\u01b0: ni\u00eam y\u1ebft ch\u1ee9ng kho\u00e1n, giao d\u1ecbch ch\u1ee9ng kho\u00e1n, c\u00f4ng b\u1ed1 th\u00f4ng tin, th\u00e0nh vi\u00ean giao d\u1ecbch\u2026sau khi \u0111\u01b0\u1ee3c \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc (UBCKNN) ch\u1ea5p thu\u1eadn;
\n–\tTh\u1ef1c hi\u1ec7n ho\u1ea1t \u0111\u1ed9ng gi\u00e1m s\u00e1t chung v\u00e0 gi\u00e1m s\u00e1t n\u1ed9i b\u1ed9;
\n–\t\u0110\u1ecbnh h\u01b0\u1edbng ph\u00e1t tri\u1ec3n h\u1ec7 th\u1ed1ng c\u00f4ng ngh\u1ec7 th\u00f4ng tin, th\u00e0nh t\u1ef1u m\u1edbi \u0111\u1ec3 ch\u1ec9 \u0111\u1ea1o t\u1ed5 ch\u1ee9c th\u1ef1c hi\u1ec7n th\u1ed1ng nh\u1ea5t v\u1ec1 vi\u1ec7c qu\u1ea3n l\u00fd v\u00e0 t\u1ed5 ch\u1ee9c trong l\u0129nh v\u1ef1c ch\u1ee9ng kho\u00e1n v\u00e0 th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n;
\n–\tH\u1ed7 tr\u1ee3 ph\u00e1t tri\u1ec3n th\u1ecb tr\u01b0\u1eddng trong l\u0129nh v\u1ef1c ch\u1ee9ng kho\u00e1n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt;
\n–\tL\u00e0m trung gian ho\u00e0 gi\u1ea3i theo y\u00eau c\u1ea7u c\u1ee7a th\u00e0nh vi\u00ean giao d\u1ecbch khi ph\u00e1t sinh tranh ch\u1ea5p li\u00ean quan \u0111\u1ebfn ho\u1ea1t \u0111\u1ed9ng giao d\u1ecbch ch\u1ee9ng kho\u00e1n;
\n–\tTham gia ho\u1ea1t \u0111\u1ed9ng h\u1ee3p t\u00e1c qu\u1ed1c t\u1ebf v\u1ec1 ch\u1ee9ng kho\u00e1n v\u00e0 th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n;
\n–\tTh\u1ef1c hi\u1ec7n qu\u1ea3n l\u00fd c\u00e1c c\u00f4ng ty con theo quy \u0111\u1ecbnh ph\u00e1p lu\u1eadt v\u00e0 \u0110i\u1ec1u l\u1ec7 ho\u1ea1t \u0111\u1ed9ng;
\n–\tC\u00e1c nhi\u1ec7m v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u00e0 quy \u0111\u1ecbnh c\u1ee7a c\u1ea5p c\u00f3 th\u1ea9m quy\u1ec1n.
\nNh\u00ecn chung, vi\u1ec7c th\u00e0nh l\u1eadp SGDCK Vi\u1ec7t Nam nh\u1eb1m m\u1ee5c \u0111\u00edch th\u1ed1ng nh\u1ea5t th\u1ecb tr\u01b0\u1eddng giao d\u1ecbch ch\u1ee9ng kho\u00e1n, \u0111\u1ea3m b\u1ea3o th\u1ecb tr\u01b0\u1eddng ho\u1ea1t \u0111\u1ed9ng hi\u1ec7u qu\u1ea3, c\u00f4ng b\u1eb1ng, c\u00f4ng khai, minh b\u1ea1ch, \u0111\u1ed3ng th\u1eddi, t\u0103ng c\u01b0\u1eddng c\u00f4ng t\u00e1c qu\u1ea3n l\u00fd, gi\u00e1m s\u00e1t, b\u1ea3o v\u1ec7 quy\u1ec1n v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a c\u00e1c \u0111\u1ed1i t\u01b0\u1ee3ng tham gia th\u1ecb tr\u01b0\u1eddng, g\u00f3p ph\u1ea7n n\u00e2ng h\u1ea1ng th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n Vi\u1ec7t Nam, n\u00e2ng cao s\u1ee9c c\u1ea1nh tranh, t\u1eebng b\u01b0\u1edbc ti\u1ebfp c\u1eadn v\u1edbi c\u00e1c chu\u1ea9n m\u1ef1c v\u00e0 th\u00f4ng l\u1ec7 qu\u1ed1c t\u1ebf.<\/p>\n","protected":false},"excerpt":{"rendered":"
Ng\u00e0y 07\/01\/2019, Th\u1ee7 t\u01b0\u1edbng Ch\u00ednh ph\u1ee7 \u0111\u00e3 ban h\u00e0nh Quy\u1ebft \u0111\u1ecbnh s\u1ed1 32\/Q\u0110-TTg ph\u00ea duy\u1ec7t \u0111\u1ec1 \u00e1n th\u00e0nh l\u1eadp S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n Vi\u1ec7t Nam (\u201cSGDCK Vi\u1ec7t Nam\u201d). Quy\u1ebft \u0111\u1ecbnh n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c k\u1ec3 t\u1eeb ng\u00e0y ban h\u00e0nh. Theo \u0111\u00f3, m\u1ed9t s\u1ed1 n\u1ed9i dung quan tr\u1ecdng, n\u1ed5i b\u1eadt li\u00ean quan \u0111\u1ebfn vi\u1ec7c t\u1ed5 […]<\/p>\n","protected":false},"author":3,"featured_media":6626,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1],"tags":[],"class_list":["post-6625","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-bai-viet"],"_links":{"self":[{"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/posts\/6625","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/users\/3"}],"replies":[{"embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/comments?post=6625"}],"version-history":[{"count":0,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/posts\/6625\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/media\/6626"}],"wp:attachment":[{"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/media?parent=6625"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/categories?post=6625"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/tags?post=6625"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}