{"id":653,"date":"2018-04-01T10:35:30","date_gmt":"2018-04-01T10:35:30","guid":{"rendered":"http:\/\/bizlawyer.com.vn\/huong-dan-giao-dich-dien-tu-tren-thi-truong-chung-khoan"},"modified":"2018-04-01T10:35:30","modified_gmt":"2018-04-01T10:35:30","slug":"huong-dan-giao-dich-dien-tu-tren-thi-truong-chung-khoan","status":"publish","type":"post","link":"https:\/\/bizlawyer.vn\/vi\/huong-dan-giao-dich-dien-tu-tren-thi-truong-chung-khoan","title":{"rendered":"H\u01b0\u1edbng d\u1eabn giao d\u1ecbch \u0111i\u1ec7n t\u1eed tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n"},"content":{"rendered":"

Ng\u00e0y 19\/12\/2017, B\u1ed9 T\u00e0i ch\u00ednh \u0111\u00e3 ban h\u00e0nh Th\u00f4ng t\u01b0 s\u1ed1 134\/2017\/TT-BTC h\u01b0\u1edbng d\u1eabn giao d\u1ecbch \u0111i\u1ec7n t\u1eed tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n. Th\u00f4ng t\u01b0 n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c k\u1ec3 t\u1eeb ng\u00e0y 01\/3\/2018. <\/span><\/span><\/span><\/p>\n

Theo \u0111\u00f3, Th\u00f4ng t\u01b0 s\u1ed1 134\/2017\/TT-BTC c\u00f3 nh\u1eefng n\u00f4\u0323i dung \u0111a\u0301ng chu\u0301 y\u0301 nh\u01b0:<\/span><\/span><\/span><\/p>\n

\u0110\u1ed1i t\u01b0\u1ee3ng \u00e1p d\u1ee5ng: B\u1ed5 sung th\u00eam c\u00e1c \u0111\u1ed1i t\u01b0\u1ee3ng nh\u01b0 th\u00e0nh vi\u00ean b\u00f9 tr\u1eeb, th\u00e0nh vi\u00ean l\u01b0u k\u00fd, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n, ng\u00e2n h\u00e0ng th\u01b0\u01a1ng m\u1ea1i, \u0111\u1ea1i l\u00fd ph\u00e2n ph\u1ed1i ch\u1ee9ng ch\u1ec9 qu\u1ef9.<\/span><\/span><\/span><\/p>\n

Y\u00eau c\u1ea7u v\u1ec1 d\u1ecbch v\u1ee5: B\u1ed5 sung quy \u0111\u1ecbnh y\u00eau c\u1ea7u v\u1ec1 d\u1ecbch v\u1ee5 \u0111\u1ed1i v\u1edbi S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n (SGDCK) v\u00e0 Trung t\u00e2m l\u01b0u k\u00fd ch\u1ee9ng kho\u00e1n (VSD), b\u1ed5 sung v\u00e0 thay th\u1ebf m\u1ed9t s\u1ed1 n\u1ed9i dung v\u1ec1 y\u00eau c\u1ea7u d\u1ecbch v\u1ee5 \u0111\u1ed1i v\u1edbi c\u00f4ng ty ch\u1ee9ng kho\u00e1n, c\u00f4ng ty qu\u1ea3n l\u00fd qu\u1ef9.<\/span><\/span><\/span><\/p>\n

Quy \u0111\u1ecbnh v\u1ec1 an ninh b\u1ea3o m\u1eadt th\u00f4ng tin v\u00e0 l\u01b0u tr\u1eef d\u1eef li\u1ec7u: B\u1ed5 sung c\u00e1c y\u00eau c\u1ea7u v\u1ec1 an to\u00e0n b\u1ea3o m\u1eadt th\u00f4ng tin v\u00e0 l\u01b0u tr\u1eef d\u1eef li\u1ec7u trong giao d\u1ecbch ch\u1ee9ng kho\u00e1n tr\u1ef1c tuy\u1ebfn. H\u1ec7 th\u1ed1ng ph\u1ea7n m\u1ec1m tr\u01b0\u1edbc khi \u0111\u01b0a v\u00e0o s\u1eed d\u1ee5ng ph\u1ea3i \u0111\u01b0\u1ee3c r\u00e0 so\u00e1t, qu\u00e9t l\u1ed7 h\u1ed5ng b\u1ea3o m\u1eadt, \u0111\u1ecbnh k\u1ef3 th\u1ef1c hi\u1ec7n \u0111\u00e1nh gi\u00e1 r\u1ee7i ro an to\u00e0n th\u00f4ng tin m\u1ea1ng.<\/span><\/span><\/span><\/p>\n

Quy \u0111\u1ecbnh v\u1ec1 x\u00e1c th\u1ef1c danh t\u00ednh c\u1ee7a nh\u00e0 \u0111\u1ea7u t\u01b0, v\u1ec1 phi\u1ebfu l\u1ec7nh \u0111i\u1ec7n t\u1eed, s\u1eed d\u1ee5ng ch\u1ee9ng th\u01b0 s\u1ed1, ch\u1eef k\u00fd s\u1ed1: B\u1ed5 sung quy \u0111\u1ecbnh v\u1ec1 x\u00e1c th\u1ef1c v\u00e0 phi\u1ebfu l\u1ec7nh \u0111i\u1ec7n t\u1eed. Theo \u0111\u00f3, Th\u00f4ng t\u01b0 m\u1edbi \u0111\u00e3 quy \u0111\u1ecbnh c\u00e1c gi\u1ea3i ph\u00e1p x\u00e1c th\u1ef1c danh t\u00ednh c\u1ee7a nh\u00e0 \u0111\u1ea7u t\u01b0 bao g\u1ed3m: x\u00e1c th\u1ef1c hai y\u1ebfu t\u1ed1, x\u00e1c th\u1ef1c b\u1eb1ng ch\u1ee9ng th\u01b0 s\u1ed1 v\u00e0 c\u00e1c gi\u1ea3i ph\u00e1p x\u00e1c th\u1ef1c kh\u00e1c \u0111\u01b0\u1ee3c ph\u00e1p lu\u1eadt cho ph\u00e9p v\u00e0 ph\u00f9 h\u1ee3p v\u1edbi c\u00e1c quy \u0111\u1ecbnh c\u1ee7a c\u01a1 quan c\u00f3 th\u1ea9m quy\u1ec1n. <\/span><\/span><\/span><\/p>\n

Quy \u0111\u1ecbnh v\u1ec1 th\u1ee7 t\u1ee5c ch\u1ea5p thu\u1eadn \u0111\u0103ng k\u00fd cung c\u1ea5p d\u1ecbch v\u1ee5 giao d\u1ecbch ch\u1ee9ng kho\u00e1n tr\u1ef1c tuy\u1ebfn: H\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd \u0111\u00e3 r\u00fat g\u1ecdn l\u1ea1i c\u00f2n 4 \u0111\u1ea7u m\u1ee5c t\u00e0i li\u1ec7u v\u00e0 b\u1ecf \u0111\u1ea7u m\u1ee5c t\u00e0i li\u1ec7u Gi\u1ea5y ch\u1ee9ng nh\u1eadn ki\u1ec3m \u0111\u1ecbnh v\u1ec1 t\u00ednh an to\u00e0n ch\u1ea5t l\u01b0\u1ee3ng c\u1ee7a h\u1ec7 th\u1ed1ng. \u0110\u1ed3ng th\u1eddi, th\u1eddi gian  gi\u1ea3i quy\u1ebft th\u1ee7 t\u1ee5c c\u0169ng \u0111\u01b0\u1ee3c r\u00fat ng\u1eafn xu\u1ed1ng c\u00f2n 20 ng\u00e0y l\u00e0m vi\u1ec7c.<\/span><\/span><\/span><\/p>\n

C\u00f3 th\u1ec3 th\u1ea5y, Th\u00f4ng t\u01b0 s\u1ed1 134\/2017\/TT-BTC \u0111\u00e3 c\u00f3 nh\u1eefng thay \u0111\u1ed5i \u0111\u00e1ng k\u1ec3 so v\u1edbi c\u00e1c th\u00f4ng t\u01b0 tr\u01b0\u1edbc \u0111\u00e2y. S\u1ef1 thay \u0111\u1ed5i n\u00e0y l\u00e0 c\u1ea7n thi\u1ebft \u0111\u1ec3 \u0111\u1ea3m b\u1ea3o ph\u00f9 h\u1ee3p v\u1edbi t\u1ed1c \u0111\u1ed9 ph\u00e1t tri\u1ec3n c\u1ee7a c\u00f4ng ngh\u1ec7 th\u00f4ng tin, \u0111\u00e1p \u1ee9ng c\u00e1c y\u00eau c\u1ea7u v\u1ec1 th\u1ef1c hi\u1ec7n giao d\u1ecbch \u0111i\u1ec7n t\u1eed t\u1eeb ph\u00eda Doanh nghi\u1ec7p v\u00e0 c\u00e1c Nh\u00e0 \u0111\u1ea7u t\u01b0, c\u0169ng nh\u01b0 th\u1ef1c hi\u1ec7n \u0111\u00fang l\u1ed9 tr\u00ecnh gi\u1ea3m thi\u1ec3u th\u1ee7 t\u1ee5c h\u00e0nh ch\u00ednh c\u1ee7a C\u01a1 quan Nh\u00e0 n\u01b0\u1edbc.<\/span><\/span><\/span><\/p>\n","protected":false},"excerpt":{"rendered":"

Ng\u00e0y 19\/12\/2017, B\u1ed9 T\u00e0i ch\u00ednh \u0111\u00e3 ban h\u00e0nh Th\u00f4ng t\u01b0 s\u1ed1 134\/2017\/TT-BTC h\u01b0\u1edbng d\u1eabn giao d\u1ecbch \u0111i\u1ec7n t\u1eed tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n. Th\u00f4ng t\u01b0 n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c k\u1ec3 t\u1eeb ng\u00e0y 01\/3\/2018. Theo \u0111\u00f3, Th\u00f4ng t\u01b0 s\u1ed1 134\/2017\/TT-BTC c\u00f3 nh\u1eefng n\u00f4\u0323i dung \u0111a\u0301ng chu\u0301 y\u0301 nh\u01b0: \u0110\u1ed1i t\u01b0\u1ee3ng \u00e1p d\u1ee5ng: B\u1ed5 sung th\u00eam c\u00e1c […]<\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1],"tags":[],"class_list":["post-653","post","type-post","status-publish","format-standard","hentry","category-bai-viet"],"_links":{"self":[{"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/posts\/653","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/comments?post=653"}],"version-history":[{"count":0,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/posts\/653\/revisions"}],"wp:attachment":[{"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/media?parent=653"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/categories?post=653"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/tags?post=653"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}