{"id":543,"date":"2018-04-01T10:31:28","date_gmt":"2018-04-01T10:31:28","guid":{"rendered":"http:\/\/bizlawyer.com.vn\/thong-tu-so-082017tt-nhnn-ngay-01-thang-08-nam-2017-cua-ngan-hang-nha-nuoc-quy-dinh-ve-trinh-tu-thu-tuc-giam-sat-ngan-hang"},"modified":"2018-04-01T10:31:28","modified_gmt":"2018-04-01T10:31:28","slug":"thong-tu-so-082017tt-nhnn-ngay-01-thang-08-nam-2017-cua-ngan-hang-nha-nuoc-quy-dinh-ve-trinh-tu-thu-tuc-giam-sat-ngan-hang","status":"publish","type":"post","link":"https:\/\/bizlawyer.vn\/vi\/thong-tu-so-082017tt-nhnn-ngay-01-thang-08-nam-2017-cua-ngan-hang-nha-nuoc-quy-dinh-ve-trinh-tu-thu-tuc-giam-sat-ngan-hang","title":{"rendered":"Th\u00f4ng t\u01b0 s\u1ed1 08\/2017\/TT-NHNN ng\u00e0y 01 th\u00e1ng 08 n\u0103m 2017 c\u1ee7a Ng\u00e2n h\u00e0ng Nh\u00e0 n\u01b0\u1edbc quy \u0111\u1ecbnh v\u1ec1 tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c gi\u00e1m s\u00e1t Ng\u00e2n h\u00e0ng"},"content":{"rendered":"

Ng\u00e0y 01\/08\/2017, Ng\u00e2n h\u00e0ng Nh\u00e0 n\u01b0\u1edbc ban h\u00e0nh Th\u00f4ng t\u01b0 s\u1ed1 08\/2017\/TT-NHNN quy \u0111\u1ecbnh v\u1ec1 tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c gi\u00e1m s\u00e1t Ng\u00e2n h\u00e0ng. Theo Th\u00f4ng t\u01b0 s\u1ed1 08\/2017\/TT-NHNN n\u1ed9i dung ch\u00ednh \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh nh\u01b0 sau:<\/span><\/span><\/p>\n

1. Gi\u00e1m s\u00e1t ng\u00e2n h\u00e0ng bao g\u1ed3m: Thu th\u1eadp, t\u1ed5ng h\u1ee3p v\u00e0 x\u1eed l\u00fd t\u00e0i li\u1ec7u, th\u00f4ng tin, d\u1eef li\u1ec7u c\u1ee7a \u0111\u1ed1i t\u01b0\u1ee3ng gi\u00e1m s\u00e1t ng\u00e2n h\u00e0ng theo y\u00eau c\u1ea7u; xem x\u00e9t, theo d\u00f5i t\u00ecnh h\u00ecnh ch\u1ea5p h\u00e0nh quy \u0111\u1ecbnh v\u1ec1 c\u00e1c gi\u1edbi h\u1ea1n, t\u1ef7 l\u1ec7 b\u1ea3o \u0111\u1ea3m an to\u00e0n ho\u1ea1t \u0111\u1ed9ng ng\u00e2n h\u00e0ng v\u00e0 c\u00e1c quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan; vi\u1ec7c th\u1ef1c hi\u1ec7n k\u1ebft lu\u1eadn thanh tra v\u00e0 khuy\u1ebfn ngh\u1ecb, c\u1ea3nh b\u00e1o v\u1ec1 gi\u00e1m s\u00e1t ng\u00e2n h\u00e0ng c\u1ee7a \u0111\u1ed1i t\u01b0\u1ee3ng gi\u00e1m s\u00e1t ng\u00e2n h\u00e0ng. \u0110\u1ed3ng th\u1eddi, ph\u00e2n t\u00edch, \u0111\u00e1nh gi\u00e1 th\u01b0\u1eddng xuy\u00ean t\u00ecnh h\u00ecnh t\u00e0i ch\u00ednh, ho\u1ea1t \u0111\u1ed9ng, qu\u1ea3n tr\u1ecb, \u0111i\u1ec1u h\u00e0nh v\u00e0 m\u1ee9c \u0111\u1ed9 r\u1ee7i ro \u0111\u1ed1i v\u1edbi t\u1eebng t\u1ed5 ch\u1ee9c t\u00edn d\u1ee5ng v\u00e0 to\u00e0n b\u1ed9 h\u1ec7 th\u1ed1ng c\u00e1c t\u1ed5 ch\u1ee9c t\u00edn d\u1ee5ng, chi nh\u00e1nh ng\u00e2n h\u00e0ng n\u01b0\u1edbc ngo\u00e0i; th\u1ef1c hi\u1ec7n x\u1ebfp h\u1ea1ng c\u00e1c t\u1ed5 ch\u1ee9c t\u00edn d\u1ee5ng, chi nh\u00e1nh ng\u00e2n h\u00e0ng n\u01b0\u1edbc ngo\u00e0i theo quy \u0111\u1ecbnh.<\/span><\/span><\/p>\n

2. Gi\u00e1m s\u00e1t an to\u00e0n v\u0129 m\u00f4 \u0111\u1ed1i v\u1edbi nh\u00f3m v\u00e0 to\u00e0n b\u1ed9 h\u1ec7 th\u1ed1ng c\u00e1c t\u1ed5 ch\u1ee9c t\u00edn d\u1ee5ng, chi nh\u00e1nh ng\u00e2n h\u00e0ng n\u01b0\u1edbc ngo\u00e0i v\u1ec1 m\u1ee9c \u0111\u1ed9 l\u00e0nh m\u1ea1nh t\u00e0i ch\u00ednh; \u0111\u00e1nh gi\u00e1 ho\u1ea1t \u0111\u1ed9ng li\u00ean ng\u00e2n h\u00e0ng; \u0111\u00e1nh gi\u00e1 t\u00ecnh h\u00ecnh s\u1edf h\u1eefu, \u0111\u00e0u t\u01b0; nh\u1eadn di\u1ec7n, \u0111\u00e1nh gi\u00e1 th\u1ef1c tr\u1ea1ng, xu h\u01b0\u1edbng, m\u1ee9c \u0111\u1ed9 r\u1ee7i ro v\u00e0 t\u00e1c \u0111\u1ed9ng c\u00f3 kh\u1ea3 n\u0103ng x\u1ea3y ra \u0111\u1ed1i v\u1edbi nh\u00f3m v\u00e0 to\u00e0n b\u1ed9 h\u1ec7 th\u1ed1ng.<\/span><\/span><\/p>\n

3. C\u00e1c bi\u1ec7n ph\u00e1p x\u1eed l\u00fd trong gi\u00e1m s\u00e1t ng\u00e2n h\u00e0ng bao g\u1ed3m: khuy\u1ebfn ngh\u1ecb, c\u1ea3nh b\u00e1o; x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt; ki\u1ebfn ngh\u1ecb c\u1ea5p c\u00f3 th\u1ea9m quy\u1ec1n c\u00e1c bi\u1ec7n ph\u00e1p x\u1eed l\u00fd gi\u00e1m s\u00e1t ng\u00e2n h\u00e0ng kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/span><\/span><\/p>\n

Vi\u1ec7c quy \u0111\u1ecbnh v\u1ec1 gi\u00e1m s\u00e1t Ng\u00e2n h\u00e0ng nh\u1eb1m ph\u00e1t hi\u1ec7n, c\u1ea3nh b\u00e1o c\u00e1c y\u1ebfu t\u1ed1 t\u00e1c \u0111\u1ed9ng, xu h\u01b0\u1edbng bi\u1ebfn \u0111\u1ed9ng ti\u00eau c\u1ef1c, r\u1ee7i ro g\u00e2y m\u1ea5t an to\u00e0n ho\u1ea1t \u0111\u1ed9ng, c\u00e1c r\u1ee7i ro, nguy c\u01a1 d\u1eabn \u0111\u1ebfn vi ph\u1ea1m ph\u00e1p lu\u1eadt v\u1ec1 ti\u1ec1n t\u1ec7 v\u00e0 ng\u00e2n h\u00e0ng v\u00e0 tr\u01b0\u1eddng h\u1ee3p sau khi th\u1ef1c hi\u1ec7n k\u1ebf ho\u1ea1ch kh\u1eafc ph\u1ee5c, \u0111\u01a1n v\u1ecb th\u1ef1c hi\u1ec7n gi\u00e1m s\u00e1t ng\u00e2n h\u00e0ng th\u1ef1c hi\u1ec7n ki\u1ebfn ngh\u1ecb c\u1ea5p c\u00f3 th\u1ea9m quy\u1ec1n \u00e1p d\u1ee5ng c\u00e1c bi\u1ec7n ph\u00e1p x\u1eed l\u00fd gi\u00e1m s\u00e1t ng\u00e2n h\u00e0ng theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt t\u1eeb \u0111\u00f3 s\u1ebd c\u00f3 t\u00e1c d\u1ee5ng gi\u1ea3m \u0111\u01b0\u1ee3c c\u00e1c vi ph\u1ea1m trong l\u0129nh v\u1ef1c n\u00e0y.<\/span><\/span><\/p>\n","protected":false},"excerpt":{"rendered":"

Ng\u00e0y 01\/08\/2017, Ng\u00e2n h\u00e0ng Nh\u00e0 n\u01b0\u1edbc ban h\u00e0nh Th\u00f4ng t\u01b0 s\u1ed1 08\/2017\/TT-NHNN quy \u0111\u1ecbnh v\u1ec1 tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c gi\u00e1m s\u00e1t Ng\u00e2n h\u00e0ng. Theo Th\u00f4ng t\u01b0 s\u1ed1 08\/2017\/TT-NHNN n\u1ed9i dung ch\u00ednh \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh nh\u01b0 sau: 1. Gi\u00e1m s\u00e1t ng\u00e2n h\u00e0ng bao g\u1ed3m: Thu th\u1eadp, t\u1ed5ng h\u1ee3p v\u00e0 x\u1eed l\u00fd t\u00e0i li\u1ec7u, th\u00f4ng tin, d\u1eef […]<\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1],"tags":[],"class_list":["post-543","post","type-post","status-publish","format-standard","hentry","category-bai-viet"],"_links":{"self":[{"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/posts\/543","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/comments?post=543"}],"version-history":[{"count":0,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/posts\/543\/revisions"}],"wp:attachment":[{"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/media?parent=543"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/categories?post=543"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/tags?post=543"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}