{"id":533,"date":"2018-04-01T10:31:22","date_gmt":"2018-04-01T10:31:22","guid":{"rendered":"http:\/\/bizlawyer.com.vn\/thong-tu-132017tt-nhnn-ngay-2992017-cua-ngan-hang-nha-nuoc-viet-nam-ve-viec-sua-doi-bo-sung-mot-so-dieu-quy-dinh-ve-bao-lanh-ngan-hang"},"modified":"2018-04-01T10:31:22","modified_gmt":"2018-04-01T10:31:22","slug":"thong-tu-132017tt-nhnn-ngay-2992017-cua-ngan-hang-nha-nuoc-viet-nam-ve-viec-sua-doi-bo-sung-mot-so-dieu-quy-dinh-ve-bao-lanh-ngan-hang","status":"publish","type":"post","link":"https:\/\/bizlawyer.vn\/vi\/thong-tu-132017tt-nhnn-ngay-2992017-cua-ngan-hang-nha-nuoc-viet-nam-ve-viec-sua-doi-bo-sung-mot-so-dieu-quy-dinh-ve-bao-lanh-ngan-hang","title":{"rendered":"Th\u00f4ng t\u01b0 13\/2017\/TT-NHNN ng\u00e0y 29\/9\/2017 c\u1ee7a Ng\u00e2n h\u00e0ng Nh\u00e0 n\u01b0\u1edbc Vi\u1ec7t Nam v\u1ec1 vi\u1ec7c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung m\u1ed9t s\u1ed1 \u0111i\u1ec1u quy \u0111\u1ecbnh v\u1ec1 b\u1ea3o l\u00e3nh ng\u00e2n h\u00e0ng"},"content":{"rendered":"

Ng\u00e0y 29\/9\/2017, Th\u1ed1ng \u0111\u1ed1c Ng\u00e2n h\u00e0ng Nh\u00e0 n\u01b0\u1edbc (NHNN) \u0111\u00e3 k\u00fd ban h\u00e0nh Th\u00f4ng t\u01b0 s\u1ed1 13\/2017\/TT – NHNN s\u1eeda \u0111\u1ed5i, b\u1ed5 sung m\u1ed9t s\u1ed1 \u0111i\u1ec1u c\u1ee7a Th\u00f4ng t\u01b0 07\/2015\/TT-NHNN ng\u00e0y 25\/6\/2015 c\u1ee7a Th\u1ed1ng \u0111\u1ed1c NHNN quy \u0111\u1ecbnh v\u1ec1 b\u1ea3o l\u00e3nh ng\u00e2n h\u00e0ng nh\u1eb1m t\u1ea1o \u0111i\u1ec1u ki\u1ec7n thu\u1eadn l\u1ee3i, ph\u00f9 h\u1ee3p v\u1edbi c\u00e1c quy \u0111\u1ecbnh ph\u00e1p lu\u1eadt m\u1edbi c\u00f3 li\u00ean quan trong ho\u1ea1t \u0111\u1ed9ng b\u1ea3o l\u00e3nh n\u00f3i chung v\u00e0 ho\u1ea1t \u0111\u1ed9ng b\u1ea3o l\u00e3nh trong b\u00e1n, cho thu\u00ea mua nh\u00e0 \u1edf h\u00ecnh th\u00e0nh trong t\u01b0\u01a1ng lai n\u00f3i ri\u00eang c\u1ee7a c\u00e1c T\u1ed5 ch\u1ee9c t\u00edn d\u1ee5ng (TCTD), chi nh\u00e1nh ng\u00e2n h\u00e0ng n\u01b0\u1edbc ngo\u00e0i.<\/span><\/span><\/span><\/p>\n

N\u00f4\u0323i dung Th\u00f4ng t\u01b0 13\/2017\/TT-NHNN c\u00f3 m\u1ed9t s\u1ed1 c\u00e1c n\u1ed9i dung s\u1eeda \u0111\u1ed5i, b\u1ed5 sung m\u1edbi so v\u1edbi Th\u00f4ng t\u01b0 07\/2015\/TT-NHNN nh\u01b0 sau:<\/span><\/span><\/span><\/p>\n

N\u1ed9i dung s\u1eeda \u0111\u1ed5i, b\u1ed5 sung li\u00ean quan \u0111\u1ebfn b\u1ea3o l\u00e3nh nh\u00e0 \u1edf h\u00ecnh th\u00e0nh trong t\u01b0\u01a1ng lai:<\/span><\/span><\/span><\/p>\n

a) V\u1ec1 c\u00f4ng b\u1ed1 danh s\u00e1ch ng\u00e2n h\u00e0ng th\u01b0\u01a1ng m\u1ea1i (NHTM) \u0111\u1ee7 n\u0103ng l\u1ef1c b\u1ea3o l\u00e3nh:<\/span><\/span><\/span><\/p>\n

Quy \u0111\u1ecbnh Th\u1ed1ng \u0111\u1ed1c NHNN s\u1ebd ban h\u00e0nh quy\u1ebft \u0111\u1ecbnh c\u00f4ng b\u1ed1 danh s\u00e1ch NHTM \u0111\u1ee7 n\u0103ng l\u1ef1c. C\u01a1 quan TTGSNH s\u1ebd l\u00e0 \u0111\u01a1n v\u1ecb \u0111\u1ea7u m\u1ed1i t\u1ef1 r\u00e0 so\u00e1t c\u00e1c NHTM theo c\u00e1c ti\u00eau ch\u00ed \u0111\u1ec3 tr\u00ecnh Th\u1ed1ng \u0111\u1ed1c c\u00f4ng b\u1ed1 danh s\u00e1ch v\u00e0 khi c\u00f3 s\u1ef1 thay \u0111\u1ed5i s\u1ebd c\u1eadp nh\u1eadt v\u00e0 \u0111i\u1ec1u ch\u1ec9nh l\u1ea1i danh s\u00e1ch; NHTM \u0111\u1ee7 n\u0103ng l\u1ef1c ph\u1ea3i \u0111\u00e1p \u1ee9ng 2 ti\u00eau ch\u00ed: (i) Trong Gi\u1ea5y ph\u00e9p th\u00e0nh l\u1eadp v\u00e0 ho\u1ea1t \u0111\u1ed9ng ho\u1eb7c t\u1ea1i v\u0103n b\u1ea3n s\u1eeda \u0111\u1ed5i, b\u1ed5 sung Gi\u1ea5y ph\u00e9p th\u00e0nh l\u1eadp v\u00e0 ho\u1ea1t \u0111\u1ed9ng c\u00f3 quy \u0111\u1ecbnh n\u1ed9i dung ho\u1ea1t \u0111\u1ed9ng b\u1ea3o l\u00e3nh ng\u00e2n h\u00e0ng; (ii) Kh\u00f4ng b\u1ecb c\u1ea5m th\u1ef1c hi\u1ec7n b\u1ea3o l\u00e3nh nh\u00e0 \u1edf h\u00ecnh th\u00e0nh trong t\u01b0\u01a1ng lai trong giai \u0111o\u1ea1n b\u1ecb ki\u1ec3m so\u00e1t \u0111\u1eb7c bi\u1ec7t.<\/span><\/span><\/span><\/p>\n

b) V\u1ec1 tr\u00ecnh t\u1ef1 th\u1ef1c hi\u1ec7n b\u1ea3o l\u00e3nh:<\/span><\/span><\/span><\/p>\n

B\u01b0\u1edbc 1: NHTM th\u1ea9m \u0111\u1ecbnh c\u00e1c \u0111i\u1ec1u ki\u1ec7n \u0111\u1ed1i v\u1edbi ch\u1ee7 \u0111\u1ea7u t\u01b0 \u0111\u1ec3 xem x\u00e9t, quy\u1ebft \u0111\u1ecbnh c\u1ea5p b\u1ea3o l\u00e3nh.<\/span><\/span><\/span><\/p>\n

B\u01b0\u1edbc 2: NHTM v\u00e0 ch\u1ee7 \u0111\u1ea7u t\u01b0 k\u00fd h\u1ee3p \u0111\u1ed3ng b\u1ea3o l\u00e3nh nh\u00e0 \u1edf h\u00ecnh th\u00e0nh trong t\u01b0\u01a1ng lai theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 56 Lu\u1eadt kinh doanh b\u1ea5t \u0111\u1ed9ng s\u1ea3n.<\/span><\/span><\/span><\/p>\n

H\u1ee3p \u0111\u1ed3ng b\u1ea3o l\u00e3nh \u0111\u01b0\u1ee3c l\u1eadp d\u01b0\u1edbi h\u00ecnh th\u1ee9c th\u1ecfa thu\u1eadn c\u1ea5p b\u1ea3o l\u00e3nh quy \u0111\u1ecbnh t\u1ea1i Th\u00f4ng t\u01b0 07 v\u00e0 n\u1ed9i dung ph\u00f9 h\u1ee3p v\u1edbi quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 56 Lu\u1eadt kinh doanh b\u1ea5t \u0111\u1ed9ng s\u1ea3n; S\u1ed1 ti\u1ec1n b\u1ea3o l\u00e3nh cho m\u1ed9t d\u1ef1 \u00e1n t\u1ed1i \u0111a b\u1eb1ng t\u1ed5ng s\u1ed1 ti\u1ec1n ch\u1ee7 \u0111\u1ea7u t\u01b0 \u0111\u01b0\u1ee3c ph\u00e9p nh\u1eadn \u1ee9ng tr\u01b0\u1edbc c\u1ee7a b\u00ean mua theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 57 Lu\u1eadt kinh doanh b\u1ea5t \u0111\u1ed9ng s\u1ea3n v\u00e0 c\u00e1c kho\u1ea3n ti\u1ec1n kh\u00e1c ch\u1ee7 \u0111\u1ea7u t\u01b0 c\u00f3 ngh\u0129a v\u1ee5 ph\u1ea3i ho\u00e0n l\u1ea1i cho b\u00ean mua theo h\u1ee3p \u0111\u1ed3ng mua, thu\u00ea mua nh\u00e0 \u1edf \u0111\u00e3 k\u00fd k\u1ebft khi \u0111\u1ebfn th\u1eddi h\u1ea1n giao, nh\u1eadn nh\u00e0 \u0111\u00e3 cam k\u1ebft nh\u01b0ng ch\u1ee7 \u0111\u1ea7u t\u01b0 kh\u00f4ng b\u00e0n giao nh\u00e0 \u1edf cho b\u00ean mua; Hi\u1ec7u l\u1ef1c c\u1ee7a h\u1ee3p \u0111\u1ed3ng b\u1ea3o l\u00e3nh ch\u1ec9 h\u1ebft khi to\u00e0n b\u1ed9 c\u00e1c cam k\u1ebft b\u1ea3o l\u00e3nh cho b\u00ean mua h\u1ebft hi\u1ec7u l\u1ef1c.<\/span><\/span><\/span><\/p>\n

B\u01b0\u1edbc 3: NHTM ph\u00e1t h\u00e0nh cam k\u1ebft b\u1ea3o l\u00e3nh d\u01b0\u1edbi h\u00ecnh th\u1ee9c th\u01b0 b\u1ea3o l\u00e3nh cho t\u1eebng b\u00ean mua trong v\u00f2ng 5 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb khi nh\u1eadn \u0111\u01b0\u1ee3c h\u1ee3p \u0111\u1ed3ng mua, thu\u00ea mua nh\u00e0 do ch\u1ee7 \u0111\u1ea7u t\u01b0 g\u1eedi \u0111\u1ebfn. Th\u00f4ng t\u01b0 c\u0169ng quy \u0111\u1ecbnh tr\u00e1ch nhi\u1ec7m c\u1ee7a ch\u1ee7 \u0111\u1ea7u t\u01b0 ph\u1ea3i g\u1eedi cho NHTM h\u1ee3p \u0111\u1ed3ng mua, thu\u00ea mua nh\u00e0 \u1edf trong v\u00f2ng 10 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y k\u00fd.<\/span><\/span><\/span><\/p>\n

c) V\u1ec1 s\u1ed1 d\u01b0 b\u1ea3o l\u00e3nh \u0111\u1ed1i v\u1edbi ch\u1ee7 \u0111\u1ea7u t\u01b0: S\u1ed1 d\u01b0 b\u1ea3o l\u00e3nh \u0111\u01b0\u1ee3c x\u00e1c \u0111\u1ecbnh theo ti\u1ebfn \u0111\u1ed9 n\u1ed9p ti\u1ec1n cho ch\u1ee7 \u0111\u1ea7u t\u01b0 v\u00e0 gi\u1ea3m d\u1ea7n khi ngh\u0129a v\u1ee5 b\u1ea3o l\u00e3nh \u0111\u1ed1i v\u1edbi b\u00ean mua ch\u1ea5m d\u1ee9t theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 23 Th\u00f4ng t\u01b0 07; Th\u00f4ng t\u01b0 quy \u0111\u1ecbnh c\u00f3 \u0111\u1ed9 tr\u1ec5 trong vi\u1ec7c c\u1eadp nh\u1eadt s\u1ed1 ti\u1ec1n \u0111\u00e3 nh\u1eadn c\u1ee7a ch\u1ee7 \u0111\u1ea7u t\u01b0 nh\u1eb1m t\u1ea1o thu\u1eadn l\u1ee3i trong t\u00e1c nghi\u1ec7p c\u1ee7a c\u00e1c NHTM v\u00e0 ch\u1ee7 \u0111\u1ea7u t\u01b0 nh\u01b0ng t\u1ed1i thi\u1ec3u ph\u1ea3i th\u00f4ng b\u00e1o m\u1ed9t l\u1ea7n v\u00e0o ng\u00e0y cu\u1ed1i c\u00f9ng h\u00e0ng th\u00e1ng \u0111\u1ec3 l\u00e0m c\u01a1 s\u1edf x\u00e1c \u0111\u1ecbnh s\u1ed1 d\u01b0 b\u1ea3o l\u00e3nh. Ch\u1ee7 \u0111\u1ea7u t\u01b0 t\u1ef1 ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc ph\u00e1p lu\u1eadt v\u1ec1 vi\u1ec7c th\u00f4ng b\u00e1o ch\u00ednh x\u00e1c s\u1ed1 ti\u1ec1n \u0111\u00e3 nh\u1eadn \u1ee9ng tr\u01b0\u1edbc c\u1ee7a c\u00e1c b\u00ean mua theo \u0111\u00fang th\u1eddi gian th\u1ecfa thu\u1eadn cho ng\u00e2n h\u00e0ng th\u01b0\u01a1ng m\u1ea1i.<\/span><\/span><\/span><\/p>\n

C\u00e1c n\u1ed9i dung kh\u00e1c:<\/span><\/span><\/span><\/p>\n

a) V\u1ec1 ch\u1ee7 th\u1ec3 tham gia giao d\u1ecbch b\u1ea3o l\u00e3nh: Ch\u1ee7 th\u1ec3 tham gia giao d\u1ecbch b\u1ea3o l\u00e3nh (bao g\u1ed3m c\u1ea3 kh\u00e1ch h\u00e0ng \u0111\u01b0\u1ee3c b\u1ea3o l\u00e3nh v\u00e0 c\u00e1c b\u00ean c\u00f3 li\u00ean quan) l\u00e0 c\u00e1 nh\u00e2n, ph\u00e1p nh\u00e2n (c\u1ea3 trong n\u01b0\u1edbc v\u00e0 n\u01b0\u1edbc ngo\u00e0i). C\u00e1c t\u1ed5 ch\u1ee9c kh\u00f4ng c\u00f3 t\u01b0 c\u00e1ch ph\u00e1p nh\u00e2n khi tham gia quan h\u1ec7 b\u1ea3o l\u00e3nh th\u00ec ch\u1ee7 th\u1ec3 tham gia x\u00e1c l\u1eadp, th\u1ef1c hi\u1ec7n c\u00e1c giao d\u1ecbch b\u1ea3o l\u00e3nh th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 101 B\u1ed9 Lu\u1eadt d\u00e2n s\u1ef1.<\/span><\/span><\/span><\/p>\n

b) V\u1ec1 ph\u1ea1m vi ngh\u0129a v\u1ee5 \u0111\u01b0\u1ee3c b\u1ea3o l\u00e3nh: B\u1ed5 sung n\u1ed9i dung quy \u0111\u1ecbnh kh\u00f4ng cho ph\u00e9p b\u1ea3o l\u00e3nh thanh to\u00e1n tr\u00e1i phi\u1ebfu \u0111\u1ed1i v\u1edbi c\u00e1c doanh nghi\u1ec7p ph\u00e1t h\u00e0nh v\u1edbi m\u1ee5c \u0111\u00edch c\u01a1 c\u1ea5u l\u1ea1i n\u1ee3 v\u00e0 tr\u00e1i phi\u1ebfu ph\u00e1t h\u00e0nh b\u1edfi c\u00f4ng ty con, c\u00f4ng ty li\u00ean k\u1ebft c\u1ee7a t\u1ed5 ch\u1ee9c t\u00edn d\u1ee5ng kh\u00e1c. N\u1ed9i dung b\u1ed5 sung n\u00e0y nh\u1eb1m \u0111\u1ea3m b\u1ea3o \u0111\u1ed3ng b\u1ed9 c\u00e1c quy \u0111\u1ecbnh c\u1ee7a NHNN v\u1ec1 vi\u1ec7c ki\u1ec3m so\u00e1t ho\u1ea1t \u0111\u1ed9ng c\u1ea5p t\u00edn d\u1ee5ng c\u1ee7a TCTD \u0111\u1ed1i v\u1edbi c\u00f4ng ty con, c\u00f4ng ty li\u00ean k\u1ebft v\u00e0 h\u1ea1n ch\u1ebf vi\u1ec7c TCTD mua tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ph\u00e1t h\u00e0nh v\u1edbi m\u1ee5c \u0111\u00edch c\u01a1 c\u1ea5u l\u1ea1i c\u00e1c kho\u1ea3n n\u1ee3.<\/span><\/span><\/span><\/p>\n

c) V\u1ec1 quy \u0111\u1ecbnh quan h\u1ec7 gi\u1eefa cam k\u1ebft b\u1ea3o l\u00e3nh v\u00e0 h\u1ee3p \u0111\u1ed3ng c\u00f3 ngh\u0129a v\u1ee5 \u0111\u01b0\u1ee3c b\u1ea3o l\u00e3nh: B\u1ed5 sung quy \u0111\u1ecbnh b\u00e3i b\u1ecf \u0110i\u1ec1u 22 Th\u00f4ng t\u01b0 07 quy \u0111\u1ecbnh v\u1ec1 quan h\u1ec7 gi\u1eefa cam k\u1ebft b\u1ea3o l\u00e3nh v\u00e0 h\u1ee3p \u0111\u1ed3ng c\u00f3 ngh\u0129a v\u1ee5 \u0111\u01b0\u1ee3c b\u1ea3o l\u00e3nh theo \u0111\u1ec1 ngh\u1ecb c\u1ee7a c\u00e1c TCTD \u0111\u1ec3 ph\u00f9 h\u1ee3p v\u1edbi t\u00ednh \u0111\u1ed9c l\u1eadp c\u1ee7a b\u1ea3o l\u00e3nh v\u1edbi ngh\u0129a v\u1ee5 \u0111\u01b0\u1ee3c b\u1ea3o l\u00e3nh.<\/span><\/span><\/span><\/p>\n","protected":false},"excerpt":{"rendered":"

Ng\u00e0y 29\/9\/2017, Th\u1ed1ng \u0111\u1ed1c Ng\u00e2n h\u00e0ng Nh\u00e0 n\u01b0\u1edbc (NHNN) \u0111\u00e3 k\u00fd ban h\u00e0nh Th\u00f4ng t\u01b0 s\u1ed1 13\/2017\/TT – NHNN s\u1eeda \u0111\u1ed5i, b\u1ed5 sung m\u1ed9t s\u1ed1 \u0111i\u1ec1u c\u1ee7a Th\u00f4ng t\u01b0 07\/2015\/TT-NHNN ng\u00e0y 25\/6\/2015 c\u1ee7a Th\u1ed1ng \u0111\u1ed1c NHNN quy \u0111\u1ecbnh v\u1ec1 b\u1ea3o l\u00e3nh ng\u00e2n h\u00e0ng nh\u1eb1m t\u1ea1o \u0111i\u1ec1u ki\u1ec7n thu\u1eadn l\u1ee3i, ph\u00f9 h\u1ee3p v\u1edbi c\u00e1c quy \u0111\u1ecbnh […]<\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1],"tags":[],"class_list":["post-533","post","type-post","status-publish","format-standard","hentry","category-bai-viet"],"_links":{"self":[{"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/posts\/533","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/comments?post=533"}],"version-history":[{"count":0,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/posts\/533\/revisions"}],"wp:attachment":[{"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/media?parent=533"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/categories?post=533"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/tags?post=533"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}