{"id":17184,"date":"2024-01-20T15:22:32","date_gmt":"2024-01-20T15:22:32","guid":{"rendered":"https:\/\/bizlawyer.vn\/?p=17184"},"modified":"2024-02-05T01:22:11","modified_gmt":"2024-02-05T01:22:11","slug":"quy-dinh-moi-ve-he-thong-kiem-soat-noi-bo-cua-to-chuc-tin-dung-phi-ngan-hang","status":"publish","type":"post","link":"https:\/\/bizlawyer.vn\/vi\/quy-dinh-moi-ve-he-thong-kiem-soat-noi-bo-cua-to-chuc-tin-dung-phi-ngan-hang","title":{"rendered":"QUY \u0110\u1ecaNH M\u1edaI V\u1ec0 H\u1ec6 TH\u1ed0NG KI\u1ec2M SO\u00c1T N\u1ed8I B\u1ed8 C\u1ee6A T\u1ed4 CH\u1ee8C T\u00cdN D\u1ee4NG PHI NG\u00c2N H\u00c0NG"},"content":{"rendered":"<p>Ng\u00e0y 20\/11\/2023, Th\u1ed1ng \u0111\u1ed1c Ng\u00e2n h\u00e0ng Nh\u00e0 n\u01b0\u1edbc Vi\u1ec7t Nam (NHNN) \u0111\u00e3 ban h\u00e0nh Th\u00f4ng t\u01b0 s\u1ed1 14\/2023\/TT-NHNN quy \u0111\u1ecbnh v\u1ec1 h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 c\u1ee7a t\u1ed5 ch\u1ee9c t\u00edn d\u1ee5ng phi ng\u00e2n h\u00e0ng <strong>(\u201cTh\u00f4ng t\u01b0 14\u201d).<\/strong><\/p>\n<p><strong>Sau \u0111\u00e2y, Qu\u00fd b\u1ea1n \u0111\u1ecdc h\u00e3y c\u00f9ng Bizlawyer t\u00ecm hi\u1ec3u chi ti\u1ebft nh\u00e9!<\/strong><\/p>\n<p>Th\u00f4ng t\u01b0 14 g\u1ed3m c\u00f3 6 ch\u01b0\u01a1ng, 39 \u0111i\u1ec1u; \u0111\u1ed1i t\u01b0\u1ee3ng \u00e1p d\u1ee5ng l\u00e0 c\u00e1c t\u1ed5 ch\u1ee9c t\u00edn d\u1ee5ng phi ng\u00e2n h\u00e0ng bao g\u1ed3m c\u00f4ng ty t\u00e0i ch\u00ednh, c\u00f4ng ty cho thu\u00ea t\u00e0i ch\u00ednh; t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n c\u00f3 li\u00ean quan \u0111\u1ebfn h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 c\u1ee7a t\u1ed5 ch\u1ee9c t\u00edn d\u1ee5ng phi ng\u00e2n h\u00e0ng.<\/p>\n<p>Th\u00f4ng t\u01b0 14 y\u00eau c\u1ea7u \u0111\u1ed1i v\u1edbi h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 c\u1ee7a t\u1ed5 ch\u1ee9c t\u00edn d\u1ee5ng phi ng\u00e2n h\u00e0ng ph\u1ea3i \u0111\u00e1p \u1ee9ng y\u00eau c\u1ea7u v\u1ec1 h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt C\u00e1c t\u1ed5 ch\u1ee9c t\u00edn d\u1ee5ng; ph\u00f9 h\u1ee3p v\u1edbi quy m\u00f4, \u0111i\u1ec1u ki\u1ec7n v\u00e0 m\u1ee9c \u0111\u1ed9 ph\u1ee9c t\u1ea1p trong ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a t\u1ed5 ch\u1ee9c t\u00edn d\u1ee5ng phi ng\u00e2n h\u00e0ng; c\u00f3 \u0111\u1ee7 ngu\u1ed3n l\u1ef1c v\u1ec1 t\u00e0i ch\u00ednh, con ng\u01b0\u1eddi, c\u00f4ng ngh\u1ec7 th\u00f4ng tin \u0111\u1ec3 \u0111\u1ea3m b\u1ea3o hi\u1ec7u qu\u1ea3 c\u1ee7a h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9; x\u00e2y d\u1ef1ng, duy tr\u00ec v\u0103n h\u00f3a ki\u1ec3m so\u00e1t, chu\u1ea9n m\u1ef1c \u0111\u1ea1o \u0111\u1ee9c ngh\u1ec1 nghi\u1ec7p cho t\u1ed5 ch\u1ee9c t\u00edn d\u1ee5ng phi ng\u00e2n h\u00e0ng.<\/p>\n<p>T\u1ed5 ch\u1ee9c t\u00edn d\u1ee5ng phi ng\u00e2n h\u00e0ng ph\u1ea3i c\u00f3 c\u00e1c quy \u0111\u1ecbnh n\u1ed9i b\u1ed9 theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt C\u00e1c t\u1ed5 ch\u1ee9c t\u00edn d\u1ee5ng, trong \u0111\u00f3 ph\u1ea3i \u0111\u1ea3m b\u1ea3o: Ph\u00f9 h\u1ee3p v\u1edbi quy \u0111\u1ecbnh c\u1ee7a Th\u00f4ng t\u01b0 v\u00e0 quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ban h\u00e0nh quy \u0111\u1ecbnh v\u1ec1 t\u1ed5 ch\u1ee9c, qu\u1ea3n tr\u1ecb v\u00e0 ho\u1ea1t \u0111\u1ed9ng c\u1ee7a t\u1ed5 ch\u1ee9c t\u00edn d\u1ee5ng phi ng\u00e2n h\u00e0ng, tr\u1eeb c\u00e1c v\u1ea5n \u0111\u1ec1 thu\u1ed9c th\u1ea9m quy\u1ec1n c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, ch\u1ee7 s\u1edf h\u1eefu; Ban ki\u1ec3m so\u00e1t ban h\u00e0nh quy \u0111\u1ecbnh n\u1ed9i b\u1ed9 c\u1ee7a Ban ki\u1ec3m s\u00e1t; T\u1ed5ng Gi\u00e1m \u0111\u1ed1c (Gi\u00e1m \u0111\u1ed1c) ban h\u00e0nh c\u00e1c quy ch\u1ebf, quy tr\u00ecnh, th\u1ee7 t\u1ee5c t\u00e1c nghi\u1ec7p (sau \u0111\u00e2y g\u1ecdi l\u00e0 quy tr\u00ecnh n\u1ed9i b\u1ed9); \u0111\u01b0\u1ee3c \u0111\u00e1nh gi\u00e1 \u0111\u1ecbnh k\u1ef3 theo quy \u0111\u1ecbnh t\u1ea1i Th\u00f4ng t\u01b0 v\u00e0 quy \u0111\u1ecbnh c\u1ee7a t\u1ed5 ch\u1ee9c t\u00edn d\u1ee5ng phi ng\u00e2n h\u00e0ng v\u1ec1 t\u00ednh th\u00edch h\u1ee3p, tu\u00e2n th\u1ee7 quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u00e0 s\u1eeda \u0111\u1ed5i b\u1ed5 sung (n\u1ebfu c\u1ea7n thi\u1ebft).<\/p>\n<p><strong>Th\u00f4ng t\u01b0 n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c t\u1eeb ng\u00e0y 01\/10\/2024.<\/strong><\/p>\n<p>Tr\u00ean \u0111\u00e2y l\u00e0 to\u00e0n b\u1ed9 n\u1ed9i dung B\u1ea3n tin: T\u0103ng th\u00eam quy\u1ec1n v\u00e0 tr\u00e1ch nhi\u1ec7m cho c\u01a1 s\u1edf y t\u1ebf.<\/p>\n<p><em>* B\u1ea3n tin n\u00e0y ch\u1ec9 nh\u1eb1m m\u1ee5c \u0111\u00edch th\u00f4ng tin v\u1ec1 nh\u1eefng quy \u0111\u1ecbnh ph\u00e1p lu\u1eadt m\u1edbi ban h\u00e0nh, kh\u00f4ng d\u00f9ng \u0111\u1ec3 t\u01b0 v\u1ea5n hay \u00e1p d\u1ee5ng cho nh\u1eefng tr\u01b0\u1eddng h\u1ee3p c\u1ee5 th\u1ec3.<\/em><\/p>\n<p><strong>Hy v\u1ecdng th\u00f4ng tin tr\u00ean h\u1eefu \u00edch v\u1edbi Qu\u00fd b\u1ea1n \u0111\u1ecdc.<\/strong><\/p>\n<p>&nbsp;<\/p>\n","protected":false},"excerpt":{"rendered":"<p>Ng\u00e0y 20\/11\/2023, Th\u1ed1ng \u0111\u1ed1c Ng\u00e2n h\u00e0ng Nh\u00e0 n\u01b0\u1edbc Vi\u1ec7t Nam (NHNN) \u0111\u00e3 ban h\u00e0nh Th\u00f4ng t\u01b0 s\u1ed1 14\/2023\/TT-NHNN quy \u0111\u1ecbnh v\u1ec1 h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 c\u1ee7a t\u1ed5 ch\u1ee9c t\u00edn d\u1ee5ng phi ng\u00e2n h\u00e0ng (\u201cTh\u00f4ng t\u01b0 14\u201d). Sau \u0111\u00e2y, Qu\u00fd b\u1ea1n \u0111\u1ecdc h\u00e3y c\u00f9ng Bizlawyer t\u00ecm hi\u1ec3u chi ti\u1ebft nh\u00e9! Th\u00f4ng t\u01b0 14 g\u1ed3m [&hellip;]<\/p>\n","protected":false},"author":14,"featured_media":17215,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1],"tags":[],"class_list":["post-17184","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-bai-viet"],"_links":{"self":[{"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/posts\/17184","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/users\/14"}],"replies":[{"embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/comments?post=17184"}],"version-history":[{"count":0,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/posts\/17184\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/media\/17215"}],"wp:attachment":[{"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/media?parent=17184"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/categories?post=17184"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bizlawyer.vn\/vi\/wp-json\/wp\/v2\/tags?post=17184"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}